About Union Capital

Union Capital Company is a full-service investment management and financial-planning firm serving private investors, corporations, and institutions worldwide.  Financial Consultants are located in various states of the United States of America as well as various countries in the world.

 Union Capital Company offers a strategic, planning-based approach to wealth management, a process custom-tailored to the requirements of each client. Sophisticated technologies support high levels of personalized service and communications applications. With a full spectrum of nonproprietary products, the company’s financial consultants act as unbiased advisors, implementing sound investment strategies for their clients.  At Union Capital our representatives are the most valuable assets of the firm and our ONLY customers.


Union Capital is a member of the Financial Industry Regulatory Authority, Inc. (FINRA), Municipal Securities Rule-Making Board (MSRB) and Securities Investors Protection Corporation (SIPC).  In addition to being a licensed securities broker/dealer, Union Capital is also licensed as a registered Investment advisory firm and insurance agency.


Union Capital engages RBC Dain Correspondent Services, RBC Dain CS is a division of RBC Dain Rauscher Inc who is fully owned by Royal Bank of Canada, NYSE symbol “RY”.  As a Member of the New York Stock Exchange, the clearing firm and it’s parent company provides a broad range of investment-related products and services to the financial services community, which includes clearance, execution, settlement and management information services. Their goal is to provide operational support, systems capabilities and the financial products to their correspondents, to be leaders in today's marketplace. By leveraging RBC Dain’s technology, products and operations capabilities, Union Capital Provides its Representatives with a comprehensive package of products and services. 


Frank Almada, CEO – Principal

Founder and Chairman, 20 years experience in the securities industry including Morgan Stanley and Smith Barney. Frank holds a BA from the University of San Francisco. In addition, Frank has a Series 4, 7, 24, 27, 63 and 66 licenses. Frank is responsible for strategic planning and overseeing the general business affairs of the firm.


Joseph Bodkin, COO - Principal

35 years experience in the securities industry including Merril Lynch, Smith Barney, Morgan Stanley and FSC.  Joe holds a BA from Fordham University. In addition, Joe has a Series 7, 24, 53, 63 and 65 licenses. Joe is involved with many of the day to day operations as well as legal aspects including regulatory and securities law.


Ed Carpenter, - Principal
Ed has been in the Financial Services industry since 1990. He holds Series 7, 24, 66, Registrations. Ed has conducted many Seminars over the years, and has been a VP/Regional Manager for Representatives across 11 states. Ed has recruited hundreds of Representatives throughout his career.