Union Capital

CONNECT

Address:

Phone:

(520)-664-2001,Toll Free (800)-261-9344

Fax/Other:

(520)-664-2002

Support & Transition

 

As a transition from one broker/dealer to another can cause some anxiety, the Union Capital team of knowledgeable professionals will assist you in order to provide a smooth and efficient transition. We will guide you through our seamless conversion process, and provide a comprehensive outline of responsibilities and action steps throughout your conversion. A member of Union Capital’s operations team will be assigned to you to train you and your staff on our policies and procedures, and provide a hands-on orientation to our web-based products and services.

 

To provide a seamless conversion, Union Capital offers through our clearing firm free training courses for RRs and their staff.  Through the Internet and Microsoft Live Meeting (formerly PlaceWare), you and your staff can attend classes and interact with trainers for quick training of your daily used web-based technology.

 

Some of the training initially recommended includes:

 

Gateway Infoworks – ( 45 minutes estimated length )

Betalink Order Entry or FC Weblink – ( 30 minutes estimated length )

 

To further guide you and your staff through the conversion, the training and support desk of our clearing firm as well as the support staff of Union Capital are available via telephone if you have a question that requires an immediate answer.

 

 

Online Training

 

Union Capital offers through it’s clearing firm over 75 free training courses monthly

for RRs and their staff.  Through the Internet and Microsoft Live Meeting (formerly PlaceWare), you and your staff can attend classes and interact with trainers.

 

Some of the topics available include:

 

Gateway Infoworks

Betalink Order Entry

Research Connect

FC Weblink

BondDesk

Transitioning to fee-based business

Beta Back Office

Investor Connect

Resource II

Client Proposals

Wealth Management

 

 

Telephone Training

 

The Training and Support Desk of our clearing firm as well as the support staff of Union Capital are available if you have a question that requires an immediate answer.

 

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Check the background of this financial professional on FINRA's BrokerCheck