Products

Fee Based Products

View the products that Union Capital offers to Registered Representative's Fee-Based Businesses through our clearing firm.

BondDesk

BondDesk is a web-based fixed income system for all business lines through our clearing firm purchased from a third-party software vendor.

Plus Account

Union Capital’s Plus Account:
Money Market Checking with Visa Debit Card

Brokerage Account

Union Capital Brokerage Account:
Money Market Checking

IRA’s

View Account Types and Group Plans.

Mutual Funds

View the Mutual Fund families that are currently available. We can quickly obtain additional mutual funds for any product provider not currently on our list.

Annuities

As an independent broker/dealer, Union Capital Company offers no proprietary products. This allows registered representatives the freedom to provide from a wide selection of investment products and services designed for the Client.

Fee-Based Products

Union Capital offers through our clearing firm the following products for Registered Representative’s Fee-Based Businesses:

Brokerage Choice® - Asset Choice is a non-advisory, non-discretionary, fee-based brokerage account that allows clients to buy, sell and hold a variety of securities for an annual fee.

Fund Service Gateway® - is a mutual fund No-Transaction wrap program that provides clients with access to a wide range of mutual funds from some of the top fund families.

This program allows Registered Representatives charging advisory fees to buy, sell and exchange no-load and load-waived mutual funds without incurring ticket charges. Clients receive one monthly statement consolidating all investments with their other account holdings held in a brokerage account. These comprehensive monthly statements detail account balances, positions, distributions and transaction history, and helps alleviate the amount of paperwork a client would receive if holding these investments directly with the independent product providers.

Resource II - is a fee-based program that lets you offer your clients access to private account management from some of the top institutional money managers in the country.  Resource II is a multi-manager wrap fee program designed to give high-net worth individuals and small-to-medium sized institutional clients access to top-tier money managers for one all-inclusive fee. Resource II gives clients access to money managers for much less than their usual account minimums of up to $5 million.

Resource II gives registered representative’s access to the expertise of world-class money managers who know the market and select investments that are appropriate for specific objectives and risk parameters. The managers represent a number of major asset classes and a variety of investment styles.

Total Strategy Account - allows clients to bring their investments together in one account, including money managers, mutual funds and exchange-traded funds.

UMAS - The Unbundled Managed Account Solutions Program offers Union Capital’s Registered Representative’s the operational systems to facilitate fee-based account programs for their clients.

Additionally, the following Fee-Based supporting software is available at discounted prices:

  • Frontier Analytics - AllocationMaster
  • Thompson Financial - Investment View
  • Morningstar

BondDesk

BondDesk is a web-based fixed income system for all business lines through our clearing firm purchased from a third-party software vendor.

BondDesk displays offerings from a total of 89 participating broker/dealers, including Goldman Sachs, RBC Dain Raucher, Bear Stearns, A.G Edwards, Merrill Lynch, Morgan Stanley, Raymond James, UBS Financial Services, and more.

The BondDesk platform is a real-time secure infrastructure that supports the collection, management, display, and execution of fixed income security offerings.

BondDesk has several advanced features including a bond calculator, bond ladder functionality, and a client-friendly offer sheet feature in PDF format. The tools are particularly helpful for RRs who do sophisticated or high-volume, retail fixed-income business.

Bid Wanted and Offer Wanted requests can be transacted directly on the BondDesk website.

The following fixed income inventory can be found daily on BondDesk:

  • Agency
  • Certificate of Deposit
  • Corporate
  • Municipal
  • Treasury
  • Mortgage CMO ABS
  • Mortgage Pools
  • Primary offerings
  • When Issue offerings

Plus Account

Money Market Checking with Visa Debit Card

The Union Capital Plus Account has the following features and benefits:

Benefits

  • A Brokerage Account
  • A Money Market Account
  • A Checking Account
  • A Visa Gold Check Card
  • Online Access 24 hours a day

Discover the convenience of having all of your account activity detailed in one account statement. 

Costs

The account is FREE for Customers with account(s) balances of $200,000 Dollars or more.

Customers with balances under $200,000 dollars pay an annual fee of only $125 dollars per year.


Brokerage Account

Money Market Checking

The Union Capital Brokerage Account has the following features and benefits:

Benefits

  • A Brokerage Account
  • A Money Market Account
  • A Checking Account
  • Online Access 24 hours a day
  • A convenient account with check-writing privileges and online access.

Costs

This account has no annual fee. Customer accounts with no activity for a full year have a $35 fee.


IRA's

Account Types

  • Individual Plans
  • Minor IRAs
  • Roth IRA Plans
  • Traditional IRA Plans

Group Plans

  • 401(k) Plans
  • 403(b) Plans
  • Money Purchase Pension Plans
  • Profit Sharing Plans
  • Simple IRA Plans
  • Simplified Employee Pension Plans

Annuities

As an independent broker/dealer, Union Capital Company offers no proprietary products. This allows registered representatives the freedom to provide from a wide selection of investment products and services designed for the Client.

The following Annuities are currently available, and we can quickly obtain additional Annuities for any product provider not currently on our list.

  • AIG Sun America
  • Allianz
  • Ameritas
  • Genworth Financial
  • Hartford Life
  • ING
  • Jackson National Life
  • John Hancock
  • Lincoln Financial Group
  • Metlife
  • Nationwide
  • Pacific Life

Mutual Funds

As an independent broker/dealer, Union Capital Company offers no proprietary products. This allows registered representatives the freedom to provide from a wide selection of investment products and services.

The following Mutual Fund families are currently available, and we can quickly obtain additional mutual funds for any product provider not currently on our list.

13D Activist
1789 Funds
361
AAM
Abbey Capital
Aberdeen
Absolute Strategies
ACR
Advisors Preferred
AFBA Funds
Akre
Al Frank
Alger
AllianceBernstein
Allianz Funds
AlphaCentric
Alpine
ALPS
Altegris
Amana
American Funds
American Beacon
American Century Investments
American Growth
AMF
AMG Funds
Angel Oak
Apex Capital Management
API
Appleseed
AQR Funds
Aquila
Arbitrage Fund
Ariel Investments, LLC.
Aristotle
Arrow Funds
Artisan
Aston
Astor
Auer
Auxier Funds
Ave Maria Mutual Funds
Baird
Barings
Baron Capital Group
BBH
Berwyn
BlackRock
Blackstone
BMO Funds
Boston Common
Boston Partners
Boston Trust & Walden Funds
BP Capital TwinLine
Brandes
Bridgeway
Broadview Funds
Brookfield Investment Management
BTS
Buffalo
Calamos
Caldwell & Orkin
Calvert Investments
Cambiar Funds
Castle Investment Management
Catalyst Mutual Funds
Causeway
Cavalier Funds
Center Coast
Centerstone
Century Funds
Champlain Funds
Chase
Chiron
City National Rochdale
Clough
CMG Funds
Cohen & Steers
Colorado Bond Shares
Columbia
Conestoga Capital Advisors
Covered Bridge
CRA Qualified Investment Fund
Crawford
Credit Suisse
Cullen Funds Trust
Davis Funds
Dean Fund
Dearborn Partners
Delaware Investments
DFA
Diamond Hill Funds
Direxion Funds
Dodge & Cox
Domini
DoubleLine
Dreyfus
Driehaus
DunhamFunds
DWS
Eagle Funds
Eagle MLP
Eaton Vance
Edgewood Funds
EIC Value Fund
Emerald
Empiric Funds
Equinox Funds Trust
Eventide Funds
Evermore
Fairholme
FAM
Federated
Fidelity Advisors
First American
First Eagle
First Trust
Firsthand Funds
FMI Funds
Forward Funds
FPA
Franklin Templeton Investments
Frontier
Frost Funds
Fuller & Thaler
Fund X
Gabelli
GaveKal
Geneva Advisors
Glenmede
Goldman Sachs
Good Harbor
Gotham
GQG Partners
Grandeur Peak Funds
Green Century
Green Owl
Greenspring
Guggenheim Investments
Guinness Atkinson
Hamlin Funds
Harbor
Harding Loevner
Hartford Mutual Funds
Hatteras Funds
Heartland
Hennessy
Highland Funds
Hodges
Hotchkis and Wiley
Huber Funds
Hussman Funds
ICON Funds
iM Global
IMS
Infinity Q
Integrity
Intrepid Funds
Invesco
ISI Funds
IVA Funds
Ivy Funds
Jacob
JAG Capital Management, LLC
James Advantage
Janus Henderson
Jensen
JOHCM Funds
John Hancock
JPMorgan
Keeley
Kinetics
Kopernik
Lateef Investment Management, L.P.
Laudus Funds
Lazard
Lebenthal Lisanti
Legg Mason
Leuthold
Liberty Street
Litman Gregory Masters Funds
LKCM
LoCorr Funds
Longboard Asset Management
Longleaf Partners
Loomis Sayles Funds
Lord Abbett
Madison Funds
MainGate Trust
MainStay
Mairs & Power
Manning & Napier
Marisco Investment Fund
Matthews Asia Funds
MD Sass
Merger
Metropolitan West Funds
MFS
Miller Investment
Mirae
Morgan Stanley
Muhlenkamp
Munder
MutualHedge
Nationwide
Natixis Funds
Navigator
Neuberger Berman
New Alternatives
Nicholas
Nuance Investments
Nuveen
O'Shaughnessy Mutual Funds
Oak Associates
Oak Ridge Funds
Oakmark
Olstein
Osterweis
Pacific Advisor Funds
Pacific Funds
Parnassus
Pax World
Paydenfunds
Pear Tree Funds
Perkins
Permanent Portfolio
PIMCO
Pioneer Investments
PMC Funds
PNC Funds
Polaris Funds
Polen Capital
Poplar Forest Capital
Port Street
Portfolio 21
Power Funds
Praxis Mutual Funds
PRIMECAP Odyssey Funds
Princeton
Principal Funds
Private Capital Management
ProFunds
Provident
Prudential Investments
Putnam
Quaker
Rainier
Rational Funds
RBC Global Asset Management
Reaves Select Research
Redwood
REMSGroup
Rice Hall James
Ridgeworth
RiverBridge
RiverNorth Funds
RiverPark Funds
RMB Funds
Roosevelt
Royce
RS Funds
Russell
Salient Funds
Sandalwood
Saratoga
Satuit Capital Management Trust
Schroder
Schwab Funds
Schwartz
Scout
Seafarer
SEI
Selected Funds
Sentinel
Sierra Trust
Sit
Snow Capital Funds
Stadion Funds
State Street Global Advisors (SSGA)
Sterling Capital Funds
Stratton
Stringer
SunAmerica
Swan
T. Rowe Price
TCW
ThirdAvenue
Thomas White Funds
Thompson IM Funds, Inc.
Thompson Horstmann & Bryant
Thornburg
TIAA-CREF Mutual Funds
Timothy Plan
Tocqueville
Tortoise Capital Advisors
Touchstone
Towle
Transamerica
Transparent Value Trust
Tweedy Browne
UBS
USAA
USA Mutuals
U.S. Global Investors
Value Line
Van Eck
Vanguard
Victory
Viking
Virtus
Voya
Vulcan Value Partners
Wasatch
WCM Investment Management
Weitz
Wells Fargo
Wentworth, Hauser And Violich
Westcore
Westwood
William Blair
Wilmington Funds
Wilshire Mutual Funds
Wintergreen Funds
World Funds, Inc.

Union Capital

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Contact Us

Address:  6407 E Grant Rd
Tucson, AZ 85715

Phone:  520-664-2001
Toll-Free:  800-261-9344
Fax:  520-664-2002

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